sfc_executive_officers
Executive officers of Hong Kong banks conducting SFC-regulated activities
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See setupExecutive Officers of Hong Kong's registered institutions (banks) that conduct SFC-regulated activities under the AMLO regime: which individual is the EO responsible for which bank's regulated activities (dealing, advising, asset management, etc.), and from when. One row per (executive officer, institution) edge. This is the bank/RI arm of the SFC people↔firm graph — complementary to the responsible-officer and representative datasets (which cover licensed corporations) — and the only SFC source for the executive officers who hold no other licence.
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The evidence
Rows over time
monthSchema & column quality (8 columns)
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| Column | Type | Description | Populated | Distinct |
|---|---|---|---|---|
| eo_ceref | String | CE Reference of the executive officer (the individual) | — | — |
| principal_ceref | String | CE Reference of the registered institution (bank) the EO supervises | — | — |
| principal_name | String | Name of the registered institution (English) | — | — |
| principal_name_chi | String | Name of the registered institution (Chinese); empty if not recorded | — | — |
| ra_types | String | Regulated-activity Type numbers the EO supervises at this institution (semicolon-separated) | — | — |
| appointed_from | Nullable(Date32) | Earliest effective date across the EO's regulated activities at this institution; NULL if unrecorded | — | — |
| updated_at | DateTime64(3, 'UTC') | Timestamp of the most recent fetch that witnessed this edge | — | — |
| id | String | Stable unique identifier for this row — the last column of every export. Use it to deduplicate, to key an incremental load, or to reference one specific row. It is additive: the entity and join keys you already use (race_id, horse_id, and the like) are unchanged. | — | — |
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